Personnel Hong Kong SFC License Details (ID 112956)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2007-03-15	2007-04-18
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2004-09-22	2007-02-23
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-09-22	2007-02-23
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2003-09-05	2004-05-06
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-09-05	2004-05-06