Personnel Hong Kong SFC License Details (ID 11295924)

Personnel Hong Kong SFC License Details (ID 11295924)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Summit Asset Management Company Limited	RO	Advising on securities	2023-12-15	-
	RO	Asset management	2023-12-15	-
ONE Asset Management (HK) Company Limited	Rep	Advising on securities	2019-07-02	2023-06-19
	RO	Asset management	2019-05-02	2023-06-19
	Rep	Asset management	2019-03-19	2019-05-02
Raffles Assets Management (HK) Co. Limited	Rep	Advising on securities	2018-12-07	2019-02-12
	Rep	Dealing in securities	2018-12-07	2019-02-12
	RO	Asset management	2018-04-17	2019-02-12
	Rep	Asset management	2018-03-08	2018-04-17
DSG Asset Management (HK) Company Limited	RO	Asset management	2017-06-01	2018-02-19