Personnel Hong Kong SFC License Details (ID 112961)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-06-04	2011-05-30
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2009-08-11	2011-05-30
THE PRUDENTIAL ASSURANCE COMPANY LIMITED	Rep	Dealing in securities	2003-12-04	2004-08-06