Personnel Hong Kong SFC License Details (ID 112963)

Personnel Hong Kong SFC License Details (ID 112963)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Asia Frontier Investments Limited	RO	Advising on securities	2009-10-07	2010-05-31
	RO	Asset management	2009-10-07	2010-05-31
Merrill Lynch Far East Limited	Rep	Advising on securities	2005-04-22	2008-01-17
	Rep	Dealing in securities	2005-04-22	2008-01-17
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2003-10-14	2008-01-17
	Rep	Advising on securities	2003-10-14	2008-01-17
	Rep	Dealing in securities	2003-10-14	2008-10-22
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2003-10-14	2008-01-17