Personnel Hong Kong SFC License Details (ID 11296472)

Personnel Hong Kong SFC License Details (ID 11296472)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2019-07-17	-
	Rep	Asset management	2019-07-17	-
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2019-07-17	-
	Rep	Asset management	2019-07-17	-
	Rep	Dealing in securities	2019-07-17	-
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2018-09-26	2019-07-03
	Rep	Dealing in securities	2018-09-26	2019-07-03
	Rep	Advising on securities	2017-06-01	2018-01-31
	Rep	Dealing in securities	2017-06-01	2018-01-31