Personnel SFC Licences and HKMA Registrations (ID 11296557)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2018-07-18	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2017-06-01	2018-06-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.