Personnel Hong Kong SFC License Details (ID 11296855)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2025-05-26	2025-05-30
	Rep	Dealing in securities	2025-05-26	2025-05-30
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2025-05-26	2025-05-30
	Rep	Dealing in securities	2025-05-26	2025-05-30
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2025-01-14	2025-01-17
	Rep	Dealing in securities	2025-01-14	2025-01-17
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2025-01-14	2025-01-17
	Rep	Dealing in securities	2025-01-14	2025-01-17
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2019-10-18	2019-10-25
	Rep	Dealing in securities	2019-10-18	2019-10-25
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2019-10-18	2019-10-25
	Rep	Dealing in securities	2019-10-18	2019-10-25
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2018-05-07	2018-05-11
	Rep	Dealing in securities	2018-05-07	2018-05-11
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2018-05-07	2018-05-11
	Rep	Dealing in securities	2018-05-07	2018-05-11
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-10-13	2017-10-20
	Rep	Dealing in securities	2017-10-13	2017-10-20
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2017-10-13	2017-10-20
	Rep	Dealing in securities	2017-10-13	2017-10-20
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2017-06-01	2017-06-09