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Personnel Hong Kong SFC License Details (ID 11296861)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2018-10-25
2018-11-09
Rep
Dealing in securities
2017-10-26
2017-11-13
Rep
Dealing in securities
2017-06-01
2017-06-09