Personnel Hong Kong SFC License Details (ID 113006)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-10	2008-12-10
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2008-04-18	2008-09-29
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2004-07-19	2008-04-14
CLSA RESEARCH LIMITED	Rep	Advising on securities	2003-09-18	2004-06-16