Personnel Hong Kong SFC License Details (ID 113016)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAM HONG KONG LIMITED	Rep	Dealing in securities	2005-07-22	2008-05-10
Lion Global Financial Limited	Rep	Advising on securities	2005-01-14	2005-07-16
OnePlatform Asset Management Limited	Rep	Advising on securities	2004-06-04	2004-11-22
Lion Global Financial Limited	Rep	Advising on securities	2003-11-03	2004-05-25