| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-06-27 | 2006-04-19 |
| Rep | Leveraged foreign exchange trading | 2005-06-27 | 2006-04-19 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2005-06-27 | 2006-02-14 |
| Rep | Asset management | 2005-06-27 | 2006-02-14 |
| Rep | Dealing in securities | 2005-06-27 | 2006-04-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-04-23 | 2005-05-20 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-12-29 | 2005-05-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-12-02 | 2005-05-20 |
| VC BROKERAGE LIMITED | Rep | Dealing in securities | 2003-09-19 | 2003-11-11 |