Personnel SFC Licences and HKMA Registrations (ID 113026)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gorgeous Asset Management Limited	RO	Advising on securities	2025-06-03	-
	RO	Asset management	2025-06-03	-
Oneday Asset Management Limited	RO	Advising on securities	2022-12-21	2024-01-21
	RO	Asset management	2022-12-21	2024-01-21
VMS Asset Management Limited	Rep	Asset management	2021-04-28	2021-06-11
Oneday Asset Management Limited	RO	Advising on securities	2020-06-23	2021-04-01
	RO	Asset management	2020-06-23	2021-04-01
BOCHK Asset Management Limited	Rep	Advising on securities	2011-03-21	2012-11-23
	Rep	Asset management	2011-03-21	2012-11-23
	Rep	Dealing in securities	2011-03-21	2012-11-23
DAIWA ASSET MANAGEMENT (H.K.) LIMITED	Rep	Asset management	2007-09-05	2010-05-01
	Rep	Advising on securities	2007-08-02	2010-05-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2004-12-15	2007-05-05
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-11-26	2004-12-13
	Rep	Advising on securities	2003-11-26	2004-12-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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