Personnel Hong Kong SFC License Details (ID 113034)

Personnel Hong Kong SFC License Details (ID 113034)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2004-04-16	2005-08-29
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-04-01	2005-08-29
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-04-01	2005-08-29
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	2003-10-16	2004-01-12
	Rep	Dealing in futures contracts	2003-10-16	2004-01-12
CELESTIAL SECURITIES LIMITED	Rep	Providing automated trading services	2003-10-16	2004-01-12
	Rep	Dealing in securities	2003-10-16	2004-01-12