| Yues Asset & Wealth Management Limited | RO | Advising on securities | 2026-04-22 | - |
| RO | Asset management | 2026-04-22 | - |
| CVG Capital Co, Limited | RO | Dealing in securities | 2024-12-23 | 2026-02-28 |
| RO | Advising on securities | 2024-02-23 | 2026-02-28 |
| RO | Asset management | 2024-02-23 | 2026-02-28 |
| Victory Securities (Global) Limited | RO | Dealing in securities | 2021-12-17 | 2023-04-30 |
| Victory Asset Management Limited | RO | Advising on securities | 2020-01-09 | 2023-04-30 |
| RO | Asset management | 2020-01-09 | 2023-04-30 |
| CHUNG LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-05-15 | 2019-06-11 |
| Finet Securities Limited | RO | Advising on securities | 2018-04-11 | 2019-01-14 |
| RO | Asset management | 2018-04-11 | 2019-01-14 |
| RO | Dealing in securities | 2018-04-11 | 2019-01-14 |
| Rep | Asset management | 2018-03-28 | 2018-04-11 |
| RSI ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-07-25 | 2018-03-26 |
| China-Hong Kong Link Securities Company Limited | RO | Dealing in securities | 2016-02-25 | 2016-08-24 |
| Rep | Dealing in securities | 2016-01-27 | 2016-02-25 |
| Oshidori Securities Limited | RO | Asset management | 2015-08-26 | 2015-12-04 |
| Rep | Asset management | 2015-08-20 | 2015-08-26 |
| MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2015-04-13 | 2015-12-04 |
| Oshidori Securities Limited | RO | Dealing in securities | 2015-04-13 | 2015-12-04 |
| MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2015-03-04 | 2015-04-13 |
| Oshidori Securities Limited | Rep | Dealing in securities | 2015-03-04 | 2015-04-13 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-05-22 | 2015-02-12 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-05-22 | 2015-02-12 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-05-22 | 2015-02-12 |
| Hafoo Securities Limited | RO | Dealing in securities | 2012-02-27 | 2012-10-01 |
| WILSON SECURITIES LIMITED | RO | Advising on securities | 2012-02-27 | 2012-10-01 |
| RO | Dealing in securities | 2012-02-27 | 2012-10-01 |
| BWC FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2012-01-19 | 2012-10-01 |
| Hafoo Securities Limited | Rep | Dealing in securities | 2012-01-19 | 2012-02-27 |
| WILSON SECURITIES LIMITED | Rep | Advising on securities | 2012-01-19 | 2012-02-27 |
| Rep | Dealing in securities | 2012-01-19 | 2012-02-27 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-09-17 | 2009-09-26 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-17 | 2009-09-26 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-06-19 | 2008-07-11 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-03-14 | 2008-07-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-03-14 | 2008-07-11 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-12-21 | 2008-03-01 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-12-21 | 2008-03-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-09-29 | 2006-08-24 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-09-29 | 2006-08-24 |