Personnel Hong Kong SFC License Details (ID 113057)

Personnel Hong Kong SFC License Details (ID 113057)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2006-12-04	2009-06-02
	Rep	Advising on securities	2006-12-04	2009-06-02
	Rep	Providing automated trading services	2006-11-01	2010-07-13
	Rep	Dealing in securities	2006-11-01	2010-07-13
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-11-01	2010-07-13
	Rep	Dealing in futures contracts	2006-11-01	2010-07-13
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2006-11-01	2010-07-13
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2005-04-14	2006-09-11
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2003-10-03	2006-09-11
Credit Suisse Futures (Hong Kong) Limited	Rep	Dealing in futures contracts	2003-10-03	2006-09-11