Gupta, Ashutosh (SFC:AJE577)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2009-12-30	2010-06-08
	Rep	Advising on securities	2009-12-30	2010-06-08
	Rep	Dealing in securities	2008-10-10	2010-06-08
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2003-11-26	2008-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2009-12-30	2010-06-08
	Rep	Advising on securities	2009-12-30	2010-06-08
	Rep	Dealing in securities	2008-10-10	2010-06-08
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2003-11-26	2008-09-29