Personnel Hong Kong SFC License Details (ID 113097)

Personnel Hong Kong SFC License Details (ID 113097)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA DEMETER SECURITIES LIMITED	RO	Asset management	2018-02-28	-
	RO	Advising on securities	2017-03-09	-
	RO	Dealing in securities	2017-01-03	-
	Rep	Dealing in securities	2016-10-24	2017-01-03
China Jianxin Financial Services Limited	RO	Dealing in securities	2014-01-23	2016-10-15
	Rep	Dealing in securities	2013-12-04	2014-01-23
CHINA DEMETER SECURITIES LIMITED	RO	Dealing in securities	2010-10-19	2013-11-30
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2005-04-13	2010-10-08
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-04-20	2005-04-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-10-11	2005-04-12