| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2020-12-28 | 2022-03-17 |
| Rep | Dealing in securities | 2020-12-28 | 2022-03-17 | |
| iFAST Securities (HK) Limited | Rep | Dealing in securities | 2020-12-28 | 2021-04-30 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-10-11 | 2004-06-17 |