Personnel Hong Kong SFC License Details (ID 113105)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2010-01-18	2011-08-20
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-04-08	2009-11-16
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2005-04-06	2009-11-16
	Rep	Advising on securities	2003-10-31	2005-04-06