Personnel Hong Kong SFC License Details (ID 113113)

Personnel Hong Kong SFC License Details (ID 113113)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-03-12	2015-06-25
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2012-03-12	2015-06-25
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2006-03-01	2009-05-01
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2006-03-01	2009-05-01
Quam Securities Limited	Rep	Dealing in futures contracts	2005-11-21	2006-02-28
	Rep	Dealing in securities	2005-11-21	2006-02-28
QUAM FUTURES LIMITED	Rep	Dealing in futures contracts	2003-10-14	2004-08-11
Quam Securities Limited	Rep	Dealing in securities	2003-10-14	2004-08-11