Personnel Hong Kong SFC License Details (ID 113128)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2008-07-11	2011-04-30
	RO	Dealing in securities	2008-07-11	2011-04-30
	Rep	Advising on corporate finance	2008-07-02	2008-07-11
	Rep	Dealing in securities	2008-07-02	2008-07-11
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2003-10-20	2008-05-13
	Rep	Dealing in securities	2003-10-20	2008-05-13