Personnel Hong Kong SFC License Details (ID 113135)

Personnel Hong Kong SFC License Details (ID 113135)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	RO	Advising on futures contracts	2008-11-04	2010-03-22
	RO	Providing automated trading services	2008-11-04	2010-03-22
	RO	Dealing in futures contracts	2008-11-04	2010-03-22
	RO	Dealing in securities	2007-11-07	2010-03-22
Credit Suisse Futures (Hong Kong) Limited	RO	Providing automated trading services	2007-11-07	2008-11-24
	RO	Dealing in futures contracts	2007-11-07	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2003-10-20	2007-11-07