Personnel Hong Kong SFC License Details (ID 113144)

Personnel Hong Kong SFC License Details (ID 113144)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IFM Investors (HK) Limited	Rep	Advising on securities	2024-07-23	-
	Rep	Dealing in securities	2024-07-23	-
ENTRUSTPERMAL (HONG KONG) LIMITED (TRADING AS ENTRUST GLOBAL)	RO	Advising on securities	2015-09-08	2016-07-16
	RO	Dealing in securities	2015-09-08	2016-07-16
	Rep	Advising on securities	2015-08-17	2015-09-08
	Rep	Dealing in securities	2015-08-17	2015-09-08
Hamilton Lane (Hong Kong) Limited	Rep	Advising on securities	2010-09-13	2015-07-31
	Rep	Asset management	2010-09-13	2015-07-31
	Rep	Dealing in securities	2010-09-13	2015-07-31
SEI INVESTMENTS (ASIA) LIMITED	Rep	Advising on securities	2007-08-13	2009-05-14
	Rep	Asset management	2007-08-13	2009-05-14
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2004-08-05	2006-03-10
	Rep	Asset management	2004-08-05	2006-03-10
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2004-08-05	2006-03-10
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2003-10-21	2004-08-04
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2003-10-21	2004-08-04