| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-08-30 | 2005-05-03 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-30 | 2005-05-03 |
| Rep | Leveraged foreign exchange trading | 2004-08-30 | 2005-11-26 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-04-28 | 2004-08-12 |
| Rep | Leveraged foreign exchange trading | 2004-04-28 | 2004-08-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-28 | 2004-08-12 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-12-15 | 2004-03-29 |