Personnel Hong Kong SFC License Details (ID 113187)

Personnel Hong Kong SFC License Details (ID 113187)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Asset management	2019-02-15	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Asset management	2019-02-15	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-01-17	-
	Rep	Dealing in securities	2019-01-17	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2019-01-17	-
	Rep	Dealing in securities	2019-01-17	-
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2016-05-20	2018-12-31
	Rep	Dealing in securities	2016-05-20	2018-12-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2009-09-23	2010-01-09
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2009-09-23	2010-01-09
	Rep	Dealing in securities	2004-01-08	2004-03-15