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Lau, James Ying 劉營 Hong Kong SFC License Details (ID 113199)
Lau, James Ying 劉營
SFC ID:
AJG442
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
FTL Wealth Management (HK) Limited
Rep
Advising on securities
2005-11-29
2010-11-15
AIA WEALTH MANAGEMENT COMPANY LIMITED
Rep
Advising on securities
2004-01-16
2005-09-26