| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2017-08-02 | 2018-08-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-03-30 | 2011-05-24 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-03-30 | 2011-05-24 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-08-18 | 2010-11-03 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-06-10 | 2010-07-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-06-10 | 2010-07-30 |
| Rep | Dealing in securities | 2008-06-10 | 2010-07-30 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-10-03 | 2007-08-31 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2006-10-03 | 2007-08-31 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-02-20 | 2004-03-31 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-01-06 | 2004-03-31 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-06 | 2004-03-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-01-06 | 2004-03-31 |