| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Standard & Poor's Investment Advisory Services (HK) Limited | Rep | Advising on securities | 2010-09-21 | 2016-12-31 |
| STANDARD & POOR'S, LLC | Rep | Advising on securities | 2009-11-11 | 2010-10-31 |
| ADMIS Hong Kong Limited | Rep | Advising on futures contracts | 2003-12-18 | 2004-02-29 |
| Rep | Dealing in futures contracts | 2003-12-18 | 2004-02-29 |