Personnel Hong Kong SFC License Details (ID 113312)

Personnel Hong Kong SFC License Details (ID 113312)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-08-08	2016-08-23
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-08-08	2016-08-23
	Rep	Dealing in securities	2016-08-08	2016-08-23
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2005-10-31	2009-09-02
	Rep	Dealing in securities	2005-10-31	2009-09-02
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2005-10-31	2009-09-02
	Rep	Dealing in futures contracts	2005-10-31	2009-09-02
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2005-10-31	2009-09-02
Morgan Stanley Asia Limited	RO	Providing automated trading services	2004-07-16	2005-10-31
	RO	Dealing in securities	2004-07-16	2005-10-31
Morgan Stanley Hong Kong Futures Limited	RO	Providing automated trading services	2004-07-16	2005-10-31
	RO	Dealing in futures contracts	2004-07-16	2005-10-31
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in securities	2004-07-16	2005-10-31
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2003-12-19	2004-07-16
	Rep	Dealing in securities	2003-12-19	2004-07-16
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2003-12-19	2004-07-16
	Rep	Dealing in futures contracts	2003-12-19	2004-07-16
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2003-12-19	2004-07-16