Personnel Hong Kong SFC License Details (ID 113323)

Personnel Hong Kong SFC License Details (ID 113323)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2017-08-31	2019-08-31
	Rep	Asset management	2017-08-31	2019-08-31
	Rep	Dealing in securities	2017-08-31	2019-08-31
Barings Investment Advisers (Hong Kong) Limited	RO	Advising on securities	2009-05-08	2017-09-22
	RO	Asset management	2009-05-08	2017-09-22
	RO	Dealing in securities	2009-05-08	2017-09-22
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2007-12-18	2009-05-06
	RO	Asset management	2007-11-06	2009-05-06
	Rep	Asset management	2007-08-15	2007-11-06
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2005-08-29	2005-11-12
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2004-10-05	2005-08-23
	Rep	Asset management	2004-01-26	2005-08-23