| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| RESOCORE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2025-11-07 | - |
| RO | Asset management | 2025-11-07 | - | |
| RESOCORE SECURITIES LIMITED | RO | Dealing in securities | 2025-11-07 | - |
| Lindale Capital Limited | RO | Advising on securities | 2022-03-28 | 2025-10-15 |
| RO | Asset management | 2022-03-28 | 2025-10-15 | |
| RO | Dealing in securities | 2022-03-28 | 2025-10-15 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2021-10-26 | 2022-02-28 |
| RO | Asset management | 2021-10-26 | 2022-02-28 | |
| RO | Dealing in securities | 2021-10-26 | 2022-02-28 | |
| Rep | Advising on securities | 2020-05-21 | 2021-10-26 | |
| Rep | Asset management | 2020-05-21 | 2021-10-26 | |
| Rep | Dealing in securities | 2020-05-21 | 2021-10-26 | |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2017-06-02 | 2020-05-08 |
| Rep | Dealing in securities | 2017-06-02 | 2020-05-08 | |
| Delta Asia Wealth Management Limited | Rep | Asset management | 2017-06-02 | 2020-05-08 |
No HKMA registrations in the collected records.