Personnel SFC Licences and HKMA Registrations (ID 11333340)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-08-15	-
	Rep	Advising on securities	2023-05-25	2023-06-05
	Rep	Advising on securities	2023-02-06	2023-02-11
	Rep	Advising on securities	2020-01-16	2020-03-31
	Rep	Advising on securities	2019-08-09	2019-08-17
	Rep	Advising on securities	2019-06-20	2019-06-29
	Rep	Advising on securities	2018-11-15	2018-11-21
	Rep	Advising on securities	2017-11-09	2017-11-17
	Rep	Advising on securities	2017-06-02	2017-06-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.