Personnel Hong Kong SFC License Details (ID 11333343)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2020-02-07	2020-02-12
	Rep	Advising on securities	2020-01-06	2020-01-17
	Rep	Advising on securities	2019-10-28	2019-11-15
	Rep	Advising on securities	2019-10-10	2019-10-25
	Rep	Advising on securities	2019-06-06	2019-06-13
	Rep	Advising on securities	2019-03-28	2019-04-12
	Rep	Advising on securities	2019-03-08	2019-03-13
	Rep	Advising on securities	2018-01-11	2018-01-17
	Rep	Advising on securities	2017-06-02	2017-06-09