Personnel Hong Kong SFC License Details (ID 113340)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Legg Mason Asset Management Hong Kong Limited	Rep	Asset management	2005-02-07	2005-10-22
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	Asset management	2005-02-07	2005-10-22
Legg Mason Asset Management Hong Kong Limited	Rep	Advising on securities	2004-09-22	2005-10-22
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	Advising on securities	2004-09-22	2005-10-22
	Rep	Dealing in securities	2004-01-10	2005-10-22