Personnel Hong Kong SFC License Details (ID 113352)

Personnel Hong Kong SFC License Details (ID 113352)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-03-04	2015-09-30
	Rep	Asset management	2015-03-04	2015-09-30
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-03-04	2015-09-30
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2015-03-04	2015-09-30
	Rep	Dealing in futures contracts	2015-03-04	2015-09-30
	Rep	Dealing in securities	2015-03-04	2015-09-30
Central Asset Investments and Management Holdings (HK) Limited	RO	Asset management	2005-08-05	2007-12-31
FORE ASIA, LIMITED	RO	Advising on securities	2004-08-18	2005-04-18
	RO	Asset management	2004-08-18	2005-04-18