Personnel Hong Kong SFC License Details (ID 113358)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2008-06-23	2010-09-17
	Rep	Advising on securities	2008-06-23	2010-09-17
	Rep	Dealing in futures contracts	2008-05-29	2010-09-17
	Rep	Dealing in securities	2008-05-29	2010-09-17
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-15	2009-11-23
	Rep	Dealing in securities	2007-08-15	2009-11-23
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2004-01-13	2005-10-03