| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-03-20 | 2018-06-05 |
| Rep | Advising on futures contracts | 2018-03-20 | 2018-06-05 |
| Rep | Advising on securities | 2018-03-20 | 2018-06-05 |
| Rep | Dealing in futures contracts | 2018-03-20 | 2018-06-05 |
| Rep | Dealing in securities | 2018-03-20 | 2019-06-03 |
| RO | Advising on corporate finance | 2015-06-01 | 2018-03-20 |
| RO | Advising on futures contracts | 2015-06-01 | 2018-03-20 |
| RO | Advising on securities | 2015-06-01 | 2018-03-20 |
| RO | Dealing in futures contracts | 2015-06-01 | 2018-03-20 |
| RO | Dealing in securities | 2015-06-01 | 2018-03-20 |
| RO | Advising on corporate finance | 2008-12-17 | 2009-04-02 |
| RO | Advising on securities | 2008-12-17 | 2009-04-02 |
| RO | Dealing in securities | 2008-12-17 | 2009-04-02 |
| Rep | Advising on corporate finance | 2008-04-22 | 2008-12-17 |
| Rep | Advising on securities | 2008-04-22 | 2008-12-17 |
| Rep | Dealing in securities | 2008-04-22 | 2008-12-17 |
| RO | Advising on corporate finance | 2005-03-22 | 2007-07-16 |
| RO | Advising on securities | 2005-03-22 | 2007-07-16 |
| RO | Dealing in futures contracts | 2005-03-22 | 2007-07-16 |
| RO | Dealing in securities | 2005-03-22 | 2007-07-16 |
| Rep | Advising on securities | 2004-12-13 | 2005-03-22 |
| Rep | Dealing in futures contracts | 2004-06-25 | 2005-03-22 |
| Rep | Advising on corporate finance | 2004-01-26 | 2005-03-22 |
| Rep | Dealing in securities | 2004-01-26 | 2005-03-22 |