Personnel Hong Kong SFC License Details (ID 113389)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2018-07-31	2023-03-11
	Rep	Dealing in securities	2018-07-31	2023-03-11
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2006-12-07	2010-02-26
HSBC LIFE (INTERNATIONAL) LIMITED	Rep	Advising on securities	2004-03-17	2006-08-04