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Sun, Xiaowu 孫曉悟 Hong Kong SFC License Details (ID 113398)
Sun, Xiaowu 孫曉悟
SFC ID:
AJK635
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
LEHMAN BROTHERS ASIA LIMITED
Rep
Dealing in securities
2006-01-11
2006-12-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED
Rep
Dealing in securities
2004-01-26
2005-10-22