| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2007-07-17 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2007-07-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2007-07-17 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-09-07 | 2007-07-17 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-09-07 | 2007-07-17 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-09-07 | 2007-07-17 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-01-27 | 2005-09-07 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-01-11 | 2005-09-07 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-11 | 2005-09-07 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-08-07 | 2004-12-31 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-30 | 2004-12-31 |