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Sim, Chi Yan 沈治仁 Hong Kong SFC License Details (ID 113401)
Sim, Chi Yan 沈治仁
SFC ID:
AJK668
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Citigroup Global Markets Asia Limited
Rep
Dealing in securities
2004-05-05
2008-05-16
MACQUARIE EQUITIES (ASIA) LIMITED
Rep
Dealing in securities
2004-02-02
2004-03-01