Personnel Hong Kong SFC License Details (ID 113413)

Personnel Hong Kong SFC License Details (ID 113413)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SEAGA INTERNATIONAL LIMITED	RO	Dealing in securities	2021-01-19	-
	Rep	Dealing in securities	2020-11-20	2021-01-19
Stifel Hong Kong Limited	RO	Dealing in securities	2014-06-10	2020-08-14
	Rep	Dealing in securities	2014-04-14	2014-06-10
Hamilton Lane (Hong Kong) Limited	Rep	Advising on securities	2010-11-15	2014-01-31
	Rep	Asset management	2010-11-15	2014-01-31
	Rep	Dealing in securities	2010-11-15	2014-01-31
RAMIUS ASIA LTD.	RO	Asset management	2009-02-09	2010-04-01
	Rep	Asset management	2008-07-31	2009-02-09
SG ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2007-11-05	2008-06-06
	Rep	Asset management	2006-02-20	2008-06-06
	Rep	Advising on securities	2006-02-17	2008-06-06
SAIL ADVISORS LIMITED	Rep	Advising on securities	2004-12-10	2006-01-12
Towers Watson Hong Kong Limited	Rep	Advising on securities	2004-04-30	2004-10-21