Personnel Hong Kong SFC License Details (ID 113422)

Personnel Hong Kong SFC License Details (ID 113422)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MFIO Capital Limited	RO	Asset management	2019-12-13	2023-09-01
D&AMP;R INTERNATIONAL CAPITAL MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2015-01-30	2016-04-30
	RO	Dealing in securities	2015-01-30	2016-04-30
Vontobel (Hong Kong) Limited	Rep	Advising on securities	2013-01-16	2013-02-01
	Rep	Dealing in securities	2013-01-16	2013-02-01
VONTOBEL WEALTH MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2013-01-14	2014-12-01
	Rep	Dealing in securities	2013-01-14	2014-12-01
Vontobel (Hong Kong) Limited	Rep	Advising on securities	2011-03-21	2013-01-14
	Rep	Dealing in securities	2011-03-21	2013-01-14
Kirin Asset Management Limited	Rep	Advising on securities	2010-09-08	2011-02-28
	Rep	Asset management	2010-09-08	2011-02-28
Boom Securities (H.K.) Limited	Rep	Providing automated trading services	2004-04-16	2008-04-02
	Rep	Dealing in securities	2004-04-16	2008-04-02
Win Securities Limited	Rep	Providing automated trading services	2004-04-16	2008-04-02
	Rep	Dealing in securities	2004-04-16	2008-04-02