Personnel Hong Kong SFC License Details (ID 113430)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-03-26	2009-10-10
	Rep	Dealing in securities	2009-03-26	2009-10-10
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2004-03-09	2006-07-01