Personnel Hong Kong SFC License Details (ID 113448)

Personnel Hong Kong SFC License Details (ID 113448)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2025-03-07	-
	Rep	Dealing in securities	2022-05-11	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2022-05-11	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2013-06-06	2015-09-26
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2013-06-06	2015-09-26
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on futures contracts	2004-02-12	2009-05-28
	Rep	Advising on securities	2004-02-12	2009-05-28