Personnel Hong Kong SFC License Details (ID 113457)

Personnel Hong Kong SFC License Details (ID 113457)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JMC Capital HK Limited	Rep	Advising on securities	2020-10-08	2021-06-14
	Rep	Dealing in securities	2020-10-08	2021-06-14
	Rep	Asset management	2020-07-02	2021-06-14
Win Harvest Asset Management Limited	Rep	Asset management	2019-09-27	2020-05-24
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2008-02-14	2010-11-05
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2005-07-27	2005-11-15
HSBC LIFE (INTERNATIONAL) LIMITED	Rep	Advising on securities	2004-04-15	2005-06-03