Personnel Hong Kong SFC License Details (ID 113473)

Personnel Hong Kong SFC License Details (ID 113473)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2007-09-21	2008-08-22
	Rep	Dealing in securities	2007-09-21	2008-08-22
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-09-21	2008-08-22
DBS ASIA CAPITAL LIMITED	Rep	Advising on securities	2006-01-12	2007-08-11
	Rep	Dealing in securities	2006-01-12	2007-08-11
	Rep	Advising on corporate finance	2005-08-19	2007-08-11
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2004-03-26	2005-08-14