Personnel SFC Licences and HKMA Registrations (ID 113556)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KIN BRIDGE CAPITAL LIMITED	RO	Asset management	2018-04-12	-
Pamirs Capital (H.K.) Limited	RO	Dealing in securities	2012-10-18	2018-02-28
	RO	Advising on securities	2010-09-10	2018-02-28
	RO	Asset management	2010-09-10	2018-02-28
IBTS ASIA (HK) LIMITED	RO	Advising on securities	2009-10-28	2010-03-15
	RO	Dealing in securities	2009-10-28	2010-03-15
	Rep	Advising on securities	2009-09-24	2009-10-28
	Rep	Dealing in securities	2009-09-24	2009-10-28
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2009-04-23	2009-09-01
	Rep	Dealing in securities	2009-04-23	2009-09-01
	RO	Asset management	2008-04-17	2009-09-01
	RO	Advising on securities	2007-06-27	2009-04-23
	RO	Dealing in securities	2007-06-27	2009-04-23
	Rep	Dealing in securities	2007-05-29	2007-06-27
SINOPAC SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2005-12-02	2007-04-14
SINOPAC FUTURES (ASIA) LIMITED	RO	Asset management	2005-11-18	2007-04-14
SINOPAC SECURITIES (ASIA) LIMITED	RO	Asset management	2005-11-18	2007-04-14
	Rep	Dealing in securities	2004-03-15	2005-12-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.