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Yoshihara, Koji - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 113564)
Yoshihara, Koji
SFC ID:
AJN951
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC fines Daiwa Securities SMBC Hong Kong Ltd & reprimands Mr Koji Yoshihara for breaching IPO stablisation rules
SFC, 02-Mar-2005
The stock is not named, but the only HK listing Daiwa sponsored in 2004 was Sinocom Software Group Ltd (0299).
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