| Soliton Capital Management Limited | RO | Advising on securities | 2019-01-03 | - |
| RO | Asset management | 2019-01-03 | - |
| Soliton Securities Limited | RO | Advising on securities | 2019-01-03 | - |
| RO | Dealing in securities | 2019-01-03 | - |
| JVSakk Asset Management Limited | RO | Advising on securities | 2017-01-19 | 2019-01-02 |
| RO | Asset management | 2017-01-19 | 2019-01-02 |
| JVSakk Asia Limited | Rep | Dealing in securities | 2015-09-07 | 2019-01-02 |
| JVSakk Asset Management Limited | Rep | Advising on securities | 2014-02-27 | 2017-01-19 |
| Rep | Asset management | 2014-02-27 | 2017-01-19 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-16 | 2007-03-10 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-03-16 | 2007-03-10 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-03-16 | 2007-03-10 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-03-16 | 2007-03-10 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-03-16 | 2007-03-10 |